Robin A. Heiney
Professional summary
Robin Allan Heiney was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robin is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Robin had worked at 8 firms, which includes TOLUCA PACIFIC SECURITIES CORP., NATIONAL SECURITIES CORPORATION, BRENNAN ROSS SECURITIES INC., PACIFIC SOUTHERN SECURITIES INC., WALL STREET WEST INC., RESOURCE INVESTMENT SERVICES, WADDELL & REED, N.I.S. FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1990 - December 4, 1990
TOLUCA PACIFIC SECURITIES CORP.
May 25, 1990 - August 15, 1990
NATIONAL SECURITIES CORPORATION
August 14, 1989 - July 18, 1990
BRENNAN ROSS SECURITIES, INC.
July 25, 1989 - August 12, 1989
PACIFIC SOUTHERN SECURITIES, INC.
January 4, 1989 - July 15, 1989
BRENNAN ROSS SECURITIES, INC.
April 29, 1988 - January 1, 1989
WALL STREET WEST, INC.
September 17, 1983 - April 3, 1986
RESOURCE INVESTMENT SERVICES
June 2, 1980 - April 28, 1983
WALL STREET WEST, INC.
July 31, 1979 - November 20, 1983
WADDELL & REED
May 1, 1978 - August 21, 1979
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/17/1978
Registered Representative ExaminationCurrent Firm
TOLUCA PACIFIC SECURITIES CORP.
CRD#: 13875 / SEC#: , 8-29814
Contact information
Documents
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