Steven M. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Martin Kane, who also goes by Steve Kane, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1978. Steven had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2005 - October 11, 2018
KANE CAPITAL MANAGEMENT, LLC
January 5, 2005 - October 27, 2005
KOMET ASSET MANAGEMENT
March 27, 1995 - February 9, 2000
TEJAS SECURITIES GROUP, INC.
January 27, 1988 - August 2, 1993
CAPITOL SECURITIES GROUP, INC.
May 15, 1984 - July 9, 1986
LANDMARK INVESTMENTS, INC.
March 2, 1984 - May 1, 1984
BEVILL, BRESLER & SCHULMAN SECURITIES INC.
August 4, 1983 - May 1, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
February 8, 1983 - July 25, 1983
WACHOVIA SECURITIES, INC.
May 1, 1978 - July 1, 1981
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
KANE CAPITAL MANAGEMENT, LLC
CRD#: 134201 / SEC#: 801-70041
Contact information
Red Flags
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