Elizabeth Eldridge Whittaker
Professional Summary
Elizabeth Eldridge Whittaker, who also goes by Elizabeth Eldridge, Libby E. Whittaker, Libby Whittaker, was a registered financial advisor. Elizabeth was a previously registered financial professional and started their career in finance 1978 - 2025. Elizabeth had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Elizabeth Eldridge Whittaker, Elizabeth Eldridge, Libby E. Whittaker, Libby Whittaker
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
AMPLIUS WEALTH ADVISORS | AMPLIUS WEALTH ADVISORS, LLC
Contact Information
Main Address
1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422Phone Number
(215) 310-7770# of Employees
13SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,847AUM (Assets Under Management)
$1,741,153,923Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
AMPLIUS WEALTH ADVISORS | AMPLIUS WEALTH ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1999Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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