Ronald F. Howe

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CRD#: 851677

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Frederick Howe was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1978. Ronald had worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 2014 - December 24, 2015

VORPAHL WING SECURITIES INC.

CRD#: 47548

SPOKANE, WA

Past

May 24, 2007 - October 18, 2012

KCD FINANCIAL, INC.

CRD#: 127473

SPOKANE, WA

Past

December 1, 2003 - May 24, 2007

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

SPOKANE, WA

Past

April 11, 1994 - December 2, 2003

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

March 22, 1991 - March 28, 1994

DM BLACK & COMPANY, INC. OF WASHINGTON

CRD#: 13328

Past

November 7, 1986 - June 5, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

January 21, 1986 - June 18, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Past

October 31, 1983 - October 12, 1984

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

January 18, 1983 - November 1, 1983

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

May 1, 1978 - January 21, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VORPAHL WING SECURITIES INC.

VORPAHL WING SECURITIES | VORPAHL WING SECURITIES, INC. | VORPAHL WING SECURITIES INC.

CRD#: 47548 / SEC#: 801-131969, 8-51823

RIA

Registered Investment Advisory firm - SEC (2/18/2025 Approved)

Idaho

Registered Investment Advisory firm - SEC (3/31/2025 Terminated)

Washington

Registered Investment Advisory firm - SEC (5/15/2025 Terminated)

Terminated by SEC on 03/03/2025

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/2/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 4/15/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/1994

General Securities Principal Examination

Current Firm

VORPAHL WING SECURITIES INC.

VORPAHL WING SECURITIES | VORPAHL WING SECURITIES, INC. | VORPAHL WING SECURITIES INC.

CRD#: 47548 / SEC#: 801-131969, 8-51823

RIA

Registered Investment Advisory firm - SEC (2/18/2025 Approved)

Idaho

Registered Investment Advisory firm - SEC (3/31/2025 Terminated)

Washington

Registered Investment Advisory firm - SEC (5/15/2025 Terminated)

Terminated by SEC on 03/03/2025

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Contact information

Main Address

421 W. Riverside Suite 1020, Spokane, WA 99201

Mailing Address

421 W. Riverside Suite 1020, Spokane, WA 99201

Phone number

(509) 747-1749

Established

Washington since 04/17/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
VORPAHL, TIM J.	CCO	1457312
VORPAHL, TIM JAMES	PRESIDENT,	1457312

Regulatory assets under management

Total Number of Accounts	520
AUM (Assets Under Management)	$ 107,000,000

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald F. Howe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KCD FINANCIAL, INC.

BROOKLIGHT PLACE SECURITIES, INC.

PAULSON INVESTMENT COMPANY LLC

DM BLACK & COMPANY, INC. OF WASHINGTON

PFS INVESTMENTS INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

E. F. HUTTON & COMPANY INC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

VORPAHL WING SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/1980

SIE

Date: 12/24/2015

Series 5

Date: 12/11/1982

Series 7

Date: 4/15/1978

Series 24

Date: 6/16/1994

Current Firm

VORPAHL WING SECURITIES INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VORPAHL WING SECURITIES INC.

TRUST BUT VERIFY

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