John R. Moore
Professional summary
John Roger Moore, who also goes by John R Moore, is a registered financial advisor currently at DALLAS MONEY MANAGEMENT LLC located in Garland, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. John has worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Roger Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2010 - Present
DALLAS MONEY MANAGEMENT LLC
January 13, 2005 - December 31, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 7, 1991 - February 8, 2005
PROSPERA FINANCIAL SERVICES, INC.
September 12, 1984 - June 26, 1991
HILLTOP SECURITIES INC.
April 6, 1984 - September 14, 1984
INSTITUTIONAL EQUITY CORPORATION
September 26, 1978 - April 16, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2010)
Exams
Current Firm
DALLAS MONEY MANAGEMENT LLC
CRD#: 153652 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 900,760 |
Red Flags
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