Loren H. Burlage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loren Harvey Burlage was a registered financial professional .
Loren is a previously registered financial professional and started their career in finance in 1978. Loren had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 2018 - February 27, 2019
CIM SECURITIES, LLC
April 26, 2012 - December 31, 2016
GROVE POINT INVESTMENTS, LLC
February 1, 2011 - December 31, 2016
GROVE POINT INVESTMENTS, LLC
January 3, 2011 - February 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - February 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 15, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 7, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 11, 1998 - February 15, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 15, 1994 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
September 4, 1990 - April 21, 1994
WELLS FARGO CLEARING SERVICES, LLC
March 8, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
January 15, 1980 - March 26, 1990
LEHMAN BROTHERS INC.
May 5, 1978 - February 11, 1980
DAIN RAUSCHER INCORPORATED
May 1, 1978 - May 5, 1978
DAIN, KALMAN & QUAIL, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CIM SECURITIES, LLC
CRD#: 120852 / SEC#: , 8-65351
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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