Jerome M. Oleary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Michael Oleary was a registered financial advisor .
Jerome is a previously registered financial advisor and started their career in finance in 1978. Jerome had worked at 14 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2002 - December 2, 2003
CHOREO, LLC
April 23, 2001 - November 22, 2002
AMERIPRISE ADVISOR SERVICES, INC.
October 1, 2000 - April 17, 2001
WELLS FARGO CLEARING SERVICES, LLC
October 17, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 11, 1997 - September 9, 1998
BNY MELLON SECURITIES CORPORATION
April 19, 1994 - August 22, 1997
PRUDENTIAL EQUITY GROUP, LLC
August 28, 1990 - April 8, 1994
CAL FED INVESTMENTS
June 13, 1989 - August 31, 1990
INVEST FINANCIAL CORPORATION
February 3, 1988 - June 17, 1989
UBS FINANCIAL SERVICES INC.
September 8, 1987 - February 4, 1988
THE PINNACLE GROUP, INC.
June 29, 1984 - September 21, 1987
MORGAN STANLEY DW INC.
October 26, 1981 - July 5, 1984
CITIGROUP GLOBAL MARKETS INC.
April 8, 1980 - October 20, 1981
BUTCHER & SINGER INC.
November 27, 1978 - April 21, 1980
CITIGROUP GLOBAL MARKETS INC.
July 28, 1978 - January 11, 1979
MORGAN STANLEY DW INC.
April 25, 1978 - August 1, 1978
BENESTAD & CO., INC.
Primary Firm SEC Registration
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,137 |
| AUM (Assets Under Management) | $ 18,232,358,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/12/2024 | ||
| 12/20/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
