Michael L. Breakey
Professional summary
Michael L Breakey was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1978. Prior to being barred, Michael had worked at 5 firms, which includes SIERRA FINANCIAL ADVISORS LLC, VSR FINANCIAL SERVICES INC., AMERICAN EXPRESS FINANCIAL CORPORATION, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 1998 - December 31, 2010
SIERRA FINANCIAL ADVISORS, LLC
October 15, 1986 - December 31, 2002
VSR FINANCIAL SERVICES, INC.
April 24, 1978 - October 28, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
April 24, 1978 - November 4, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 1978 - November 4, 1986
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/7/1978
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
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