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Mark Kimball Brewer

CRD# 851376·Registered 1978 - 1987
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Kimball Brewer was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1978 - 1987. Mark had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
August 22, 1986 - January 9, 1987
PFS INVESTMENTS INC.·CRD# 10111
BD
April 11, 1985 - August 2, 1985
VP DISTRIBUTORS, LLC·CRD# 3036
BD
August 14, 1984 - October 26, 1984
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
November 10, 1982 - February 17, 1983
MORGAN STANLEY DW INC.·CRD# 7556
BD
June 27, 1980 - November 6, 1981
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
December 14, 1978 - June 12, 1980
THE IFB CORPORATION·CRD# 7095
BD
April 25, 1978 - December 3, 1978

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Current Firm

FA
FIRST AFFILIATED SECURITIES, INC.

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871 / SEC#: 8-20558
BD
Terminated by FINRA on 06/13/1989

Contact Information

Established

California since 08/15/1975

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1978About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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