Eugene L. Harmaty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Lucas Harmaty, who also goes by Gene Harmaty, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1978. Eugene had worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2016 - January 4, 2022
VALMARK ADVISERS, INC.
August 23, 2016 - January 4, 2022
VALMARK SECURITIES, INC.
May 11, 2010 - September 16, 2016
J. W. COLE ADVISORS, INC.
April 20, 2010 - September 16, 2016
J.W. COLE FINANCIAL, INC.
November 17, 2005 - April 23, 2010
PRINCIPAL SECURITIES, INC.
October 28, 2005 - April 23, 2010
PRINCIPAL SECURITIES, INC.
January 10, 2005 - November 1, 2005
CREATIVE FINANCIAL DESIGNS, INC.
December 10, 2004 - November 1, 2005
CFD INVESTMENTS, INC.
December 3, 2002 - December 13, 2004
WALNUT STREET ADVISERS INC
October 1, 2002 - December 10, 2004
WALNUT STREET SECURITIES, INC.
April 30, 2001 - September 30, 2002
PARK AVENUE SECURITIES LLC
May 3, 1999 - September 30, 2002
PARK AVENUE SECURITIES LLC
February 3, 1989 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
March 10, 1982 - January 11, 1989
OLD SLIP CAPITAL MANAGEMENT, INC.
April 24, 1978 - June 15, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/13/1978
Registered Representative ExaminationCurrent Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
