Jonathan J. Spacher
Professional summary
Jonathan Joseph Spacher, ChFC®, CLU®, who also goes by Jon J. Spacher, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Victor, New York and NYLIFE SECURITIES LLC located in Victor, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jonathan has worked at 3 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Joseph Spacher's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 209 Highpoint Drive 3rd Fl. Suite 310, Victor, NY 14564September 28, 1982 - Present
NYLIFE SECURITIES LLC
Office #1: 209 High Point Dr Ste 310, New York Life Insurance, Victor, NY 14564-1061June 19, 1983 - March 15, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2023)
(6/18/2018)
(2/17/2010)
(4/5/2013)
(2/27/2007)
(5/11/2012)
(3/11/2016)
(7/12/1984)
(8/25/2021)
(6/23/2010)
(7/8/1988)
(3/22/2010)
(9/4/2007)
(1/23/2014)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 4/7/1978
Registered Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Victor, NY 14564TRUST BUT VERIFY
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