Timothy R. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Reeves Martin SR, who also goes by Timothy Reeves Martin, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2013 - February 13, 2017
CROSS POINT CAPITAL LLC
August 14, 2012 - October 18, 2013
NATALLIANCE SECURITIES, LLC
June 11, 2010 - July 18, 2012
TEJAS SECURITIES GROUP, INC.
September 16, 2004 - April 19, 2006
SCOTT & STRINGFELLOW, LLC
November 18, 2002 - August 20, 2004
LEGG MASON WOOD WALKER, INCORPORATED
May 16, 2000 - December 18, 2001
PNC CAPITAL MARKETS LLC
February 2, 1998 - March 26, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 26, 1997 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
January 16, 1997 - July 21, 1997
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 11, 1994 - October 29, 1996
STEIN, SHORE SECURITIES, INC.
June 6, 1992 - August 14, 1992
S.N. PHELPS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/7/1978
Registered Representative ExaminationCurrent Firm
CROSS POINT CAPITAL LLC
CRD#: 136223 / SEC#: , 8-66989
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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