DB
Darrin R. Brown
ELEVATED CAPITAL ADVISORS
Greenwood Village, CO 80111
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CRD#: 851186
DB
Professional summary
Darrin Reginald Brown is a registered financial advisor currently at ELEVATED CAPITAL ADVISORS, LLC located in Greenwood Village, Colorado.
Darrin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Darrin has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I RECEIVE ABOUT $120.00 A QUARTER AS AN INSURANCE AGENT BROKER FOR GUARDIAN LIFE. I'M PAID FOR BUSINESS THAT I WROTE FOR THEM A FEW YEARS BACK AND THAT IS STILL ON THE BOOKS. THE EXISTING BUSINESSS IS GROUP LONG-TERM DISABILITY. I RECEIVE NO INVESTMENT COMPENSATION FROM MY FORMER BROKER DEALER, PARK AVENUE SECURITIES. Solid Money Solutions (Insurance portion of business), non-investment related, 7242 S. Xenia Circle, Centennial, CO 8011, Insurance agent/broker, started 12/2014, 50 hrs per week, 40 during trading hours, I offer life, long-term care, disability insurance and Medicare insurance contracts. through various insurance marketing organizations (IMOs) I am a sole-proprietor (owner) of the business.
CRS (Client Relationship Summary) - RIA
Click below to view Darrin Reginald Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2022 - Present
ELEVATED CAPITAL ADVISORS, LLC
Office #1: 8400 E. Prentice Avenue, Suite 1500, Greenwood Village, CO 80111RIA
CRD#: 226721
Greenwood Village, CO
Past
February 15, 2011 - March 14, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
ENGLEWOOD, CO
Past
March 11, 2008 - October 18, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
GREENWOOD VILLAGE, CO
Past
February 21, 2002 - March 7, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
ELEVATED CAPITAL ADVISORS, LLC
ELEVATED CAPITAL ADVISORS, LLC
CRD#: 226721 / SEC#: 801-110864
RIA
Registered Investment Advisory firm - (7/21/2017 Approved)Kansas
Registered Investment Advisory firm - (12/9/2019 Terminated)Missouri
Registered Investment Advisory firm - (12/9/2019 Terminated)Utah
Registered Investment Advisory firm - (12/9/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
EC
ELEVATED CAPITAL ADVISORS, LLC
ELEVATED CAPITAL ADVISORS, LLC
CRD#: 226721 / SEC#: 801-110864
RIA
Registered Investment Advisory firm - (7/21/2017 Approved)Kansas
Registered Investment Advisory firm - (12/9/2019 Terminated)Missouri
Registered Investment Advisory firm - (12/9/2019 Terminated)Utah
Registered Investment Advisory firm - (12/9/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11925 South 700 East, Draper, UT 84020
Mailing Address
Phone number
(385) 237-3338
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,403 |
| AUM (Assets Under Management) | $ 433,034,784 |
Red Flags
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