Lawrence M. Ladner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Michael Ladner was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1978. Lawrence had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2006 - September 26, 2014
POLAR INVESTMENT COUNSEL, INC.
November 30, 1999 - December 31, 2014
POLAR INVESTMENT COUNSEL, INC.
June 27, 1995 - December 31, 1998
LASALLE ST SECURITIES, L.L.C.
September 9, 1992 - May 25, 1994
SWISS FINANCIAL SECURITIES, INC.
May 17, 1988 - December 31, 1992
LASALLE ST SECURITIES, L.L.C.
September 3, 1986 - May 25, 1988
MF GLOBAL INC.
October 25, 1985 - March 20, 1987
REFCO SECURITIES, LLC
April 11, 1978 - November 28, 1984
CONTISECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/25/1987
Foreign Currency Options ExaminationSeries 1
Date: 4/3/1978
Registered Representative ExaminationCurrent Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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