James L. Jourdonnais
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Lawrence Jourdonnais, who also goes by J.l. Jourdonnais, Jim Lawrence Jourdonnais, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2001. James had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2016 - October 20, 2017
SECURITIES AMERICA, INC.
November 10, 2016 - November 13, 2017
WEALTHPLAN PARTNERS
December 16, 2015 - November 15, 2016
LPL FINANCIAL LLC
July 23, 2012 - October 21, 2015
MODERN CAPITAL ADVISORS, LLC
July 6, 2012 - October 21, 2015
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 27, 2010 - July 11, 2012
LIBERTY GROUP, LLC
January 26, 2010 - July 11, 2012
LIBERTY GROUP, LLC
December 13, 2006 - January 27, 2010
TORREY PINES SECURITIES, INC.
December 13, 2006 - January 27, 2010
TORREY PINES SECURITIES, INC.
August 21, 2002 - December 18, 2006
1ST DISCOUNT BROKERAGE, INC.
February 22, 2002 - August 21, 2002
ACUMENT SECURITIES, INC.
October 2, 2001 - February 28, 2002
EQUITABLE ADVISORS, LLC
July 18, 2001 - August 31, 2001
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
