David B. Russell

ATLAS BROWN

Louisville, KY 40202-1259

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CRD#: 850934

Professional summary

David Brower Russell, AIF® is a registered financial advisor currently at ATLAS BROWN located in Louisville, Kentucky.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ATLAS BROWN; RIA; EXECUTIVE VP; 2)Mo Chuisle FARM; FOR PROFIT; NOT INVESTMENT RELATED; SHELBYVILLE, KY 40065; FARM; FARMER; START DATE: JUNE 2006; 80 HOURS EACH MONTH; 20 HOURS DURING SECURITIES TRADING HOURS; 3)One Seagrove Board of Directors; treasurer for home owners' association; non-investment related. 4100 E Highway 30A, Santa Rosa Beach, FL 32459. Two hrs/month; 1 during trading hours. 4)Non-investment related insurance sales through various carriers

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brower Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 23, 2014 - Present

ATLAS BROWN

Office #1: 333 East Main Street Suite 400, Louisville, KY 40202-1259

RIA

CRD#: 133408

Louisville, KY

Past

November 30, 2015 - December 9, 2019

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Louisville, KY

Past

July 25, 2014 - December 3, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Louisville, KY

Past

July 28, 1993 - May 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

October 1, 1984 - May 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOUISVILLE, KY

Past

October 20, 1982 - September 28, 1984

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

Past

April 10, 1978 - October 14, 1978

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

April 10, 1978 - October 14, 1978

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

April 10, 1978 - October 14, 1978

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS BROWN

ATLAS BROWN | ATLAS BROWN, INC. | ATLAS BROWN INVESTMENT ADVISORS, INC. | ATLAS BROWN HOLDINGS, LLC

CRD#: 133408 / SEC#: 801-63702

RIA

Registered Investment Advisory firm - (12/8/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(5/23/2014)

IAR

Louisiana
(12/5/2022)

IAR

Texas
(12/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 5/8/1985

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 10/16/1982

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/28/1978

Registered Representative Examination

Current Firm

ATLAS BROWN

ATLAS BROWN | ATLAS BROWN, INC. | ATLAS BROWN INVESTMENT ADVISORS, INC. | ATLAS BROWN HOLDINGS, LLC

CRD#: 133408 / SEC#: 801-63702

RIA

Registered Investment Advisory firm - (12/8/2004 Approved)

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Contact information

Main Address

333 East Main Street Suite 400, Louisville, KY 40202-1259

Mailing Address

Phone number

(502) 271-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS BROWN, INC. FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,110
AUM (Assets Under Management)	$ 567,526,432

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/25/2025	Cover Page	Report
03/06/2024	Cover Page	Report
05/04/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David B. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brower Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.J.B. HILLIARD, W.L. LYONS, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ATLAS BROWN

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/1993

Series 63

Date: 11/1/1982

SIE

Date: 10/1/2018

Series 15

Date: 5/8/1985

Series 7

Date: 10/16/1982

Series 1

Date: 3/28/1978

Current Firm

ATLAS BROWN

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATLAS BROWN

TRUST BUT VERIFY

Contact information

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