Frank L. Hoyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Lewis Hoyle III, who also goes by Frank Lewis Hoyle, was a registered financial advisor .
Frank is a previously registered financial advisor and started their career in finance in 1978. Frank had worked at 14 firms and has passed the Series 66, Series 63, Series 7, Series 52, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2005 - August 29, 2006
COINBASE CAPITAL MARKETS CORP
February 18, 2005 - August 29, 2006
COINBASE CAPITAL MARKETS CORP
March 24, 2003 - February 15, 2005
PINNACLE WEALTH MANAGGEMENT
July 12, 1995 - January 7, 2005
ROUND HILL SECURITIES, INC.
January 9, 1995 - July 11, 1995
FIRST ALLIED SECURITIES, INC.
October 1, 1991 - January 10, 1995
FIRST AFFILIATED SECURITIES
May 14, 1990 - September 4, 1990
PLANNED MANAGEMENT COMPANY
October 10, 1989 - May 14, 1990
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 10, 1986 - August 7, 1989
INVEST FINANCIAL CORPORATION
September 16, 1985 - October 21, 1986
MARION BASS SECURITIES CORPORATION
February 12, 1985 - June 14, 1985
AMUNI FINANCIAL, INC.
January 19, 1984 - June 22, 1984
SWINK & COMPANY, INC.
August 8, 1980 - December 27, 1983
HERETH, ORR & JONES, INC.
August 6, 1979 - February 27, 1981
NATIONSBANC SECURITIES OF GEORGIA, INC.
April 11, 1978 - September 22, 1978
W. N. ESTES & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/3/1978
Registered Representative ExaminationCurrent Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
