Joseph A. Daltilia
Professional summary
Joseph Anthony Daltilia was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial advisor and started their career in finance in 1978. Prior to being barred, Joseph had worked at 9 firms, which includes INTERVEST INTERNATIONAL INC., INTERVEST INTERNATIONAL EQUITIES CORPORATION, LEGACY FINANCIAL SERVICES INC., USALLIANZ SECURITIES INC., U.S.-WORLDWIDE FINANCIAL SERVICES INC., NALICO EQUITY CORPORATION, USLIFE EQUITY SALES CORP., USLIFE EQUITY SALES CORP, COMBINED FUND MANAGEMENT COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2005 - November 28, 2005
INTERVEST INTERNATIONAL, INC.
September 27, 2004 - July 8, 2005
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 28, 2001 - September 28, 2004
LEGACY FINANCIAL SERVICES, INC.
July 28, 1999 - February 23, 2001
USALLIANZ SECURITIES, INC.
September 25, 1997 - December 31, 1998
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
April 20, 1989 - December 31, 1995
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
February 10, 1987 - April 27, 1989
NALICO EQUITY CORPORATION
May 1, 1979 - March 26, 1987
USLIFE EQUITY SALES CORP.
September 23, 1978 - May 1, 1979
USLIFE EQUITY SALES CORP
April 3, 1978 - September 22, 1978
COMBINED FUND MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/18/1978
Registered Representative ExaminationCurrent Firm
INTERVEST INTERNATIONAL, INC.
CRD#: 111516 / SEC#: 801-66615
Contact information
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 39,933,048 |
Red Flags
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