William R. Kasworm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Kasworm, who also goes by William R Kasworm, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 3 firms and has passed the Series 63, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 1986 - March 24, 1987
JOHNSON-BOWLES COMPANY INC
September 16, 1986 - November 21, 1986
HUGHES SECURITIES, INC.
February 5, 1981 - August 16, 1984
VENHU SECURITIES INC.
April 6, 1978 - January 1, 1981
JOHNSON-BOWLES COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 3/4/1978
Financial Principal ExaminationSeries 40
Date: 3/4/1978
Registered Principal ExaminationCurrent Firm
JOHNSON-BOWLES COMPANY INC
CRD#: 7578 / SEC#: , 8-22443
Contact information
Documents
Red Flags
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