Raymond L. Bourgeois
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Lawrence Bourgeois was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1978. Raymond had worked at 8 firms and has passed the Series 7, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1989 - August 7, 1989
TRI-BRADLEY INVESTMENTS
July 29, 1986 - April 28, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
November 21, 1983 - July 23, 1984
CAPITOL SECURITIES COMPANY
May 13, 1980 - June 23, 1982
GLIKSMAN SECURITIES CORP.
March 21, 1979 - September 1, 1979
NORTHRIDGE SECURITIES, INC.
August 31, 1978 - March 3, 1979
UNION SECURITIES
April 20, 1978 - October 11, 1978
BLINDER, ROBINSON & CO., INC.
March 27, 1978 - May 26, 1978
M. S. WIEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 10/2/1978
Financial Principal ExaminationSeries 40
Date: 6/5/1978
Registered Principal ExaminationCurrent Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
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