Thomas M. Joyce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Joyce, who also goes by Tom Joyce, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 18, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2024 - October 29, 2025
KDT CAPITAL
December 11, 2014 - August 21, 2017
ARXIS SECURITIES LLC
January 20, 2011 - July 11, 2013
VIRTU AMERICAS LLC
December 17, 2004 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
December 17, 2004 - November 8, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 5, 2004 - December 17, 2004
KNIGHT EXECUTION PARTNERS LLC
June 18, 2002 - December 17, 2004
KNIGHT CAPITAL AMERICAS, L.P.
June 18, 2002 - December 17, 2004
KNIGHT CAPITAL MARKETS LLC
December 11, 2001 - June 17, 2002
SANFORD C. BERNSTEIN & CO., LLC
August 15, 1997 - January 9, 2002
BROADCORT CAPITAL CORP.
August 4, 1989 - January 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 1985 - May 10, 1988
E. F. HUTTON & COMPANY INC
May 24, 1984 - March 20, 1985
MCKINLEY ALLSOPP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/4/2005
Limited Representative-Equity Trader ExamSeries 18
Date: 4/14/1984
Securities Industry Rules and Regulations ExaminationSeries 8
Date: 4/23/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KDT CAPITAL
CRD#: 332550 / SEC#:
Contact information
Red Flags
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