James M. Anderson
Professional summary
James Martin Anderson, who also goes by Jim Anderson, is a registered financial professional currently at MUNICIPAL CAPITAL MARKETS GROUP, INC. located in Greenwood Village, Colorado.
James is registered as a RR (Registered Representative) and started their career in finance in 1978. James has worked at 6 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, SIE, Series 50, Series 24, Series 27, Series 54, Series 53, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Martin Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2001 - Present
MUNICIPAL CAPITAL MARKETS GROUP, INC.
Office #1: 8400 E. Prentice Ave., Ste. 500, Greenwood Village, CO 80111November 19, 2004 - July 5, 2011
MUNICIPAL CAPITAL MARKETS GROUP, INC.
March 5, 1996 - April 10, 2001
UNICAPITAL SECURITIES CORP.
July 9, 1991 - January 15, 1996
SUTRO & CO. INCORPORATED
March 7, 1984 - June 18, 1991
PRUDENTIAL EQUITY GROUP, LLC
February 21, 1980 - January 10, 1986
ANDERSON, DEMONBRUN, INC.
March 7, 1978 - September 10, 1979
HANIFEN, IMHOFF INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2013)
(8/6/2021)
(1/23/2015)
(4/10/2001)
(1/11/2013)
(1/18/2013)
(2/12/2015)
(1/26/2015)
(1/26/2015)
(2/24/2015)
(2/7/2013)
(1/28/2015)
(12/8/2021)
(2/9/2015)
(5/9/2019)
(1/11/2013)
(1/28/2015)
(1/31/2022)
(10/20/2022)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationF04
Date: 1/25/1980
Financial Principal ExaminationSeries 40
Date: 12/9/1977
Registered Principal ExaminationFINRA
Current Firm
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353 / SEC#: , 8-53038
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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