Robert D. Petrucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dominic Petrucci, who also goes by Robert Dominick Petrucci, Robert T Petrucci, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 9 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - May 29, 2012
T3 TRADING GROUP, LLC
March 4, 2008 - March 9, 2010
ON POINT EXECUTIONS, LLC
February 3, 2006 - March 7, 2008
SCOTTRADE, INC.
October 31, 2005 - February 1, 2006
OSAIC SERVICES, INC.
February 8, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 13, 2004 - February 1, 2005
BROKERSXPRESS LLC
February 6, 1992 - October 18, 1994
SECURITY BROKERAGE SERVICES, INC.
February 1, 1983 - July 25, 2002
DREYFUS BROKERAGE SERVICES, INC.
March 23, 1978 - January 20, 1983
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/11/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 4/13/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
