Jared D. Schneid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jared David Schneid was a registered financial professional .
Jared is a previously registered financial professional and started their career in finance in 1997. Jared had worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2023 - October 6, 2025
BEECH HILL SECURITIES, INC.
August 6, 2018 - October 4, 2022
SMH CAPITAL INVESTMENTS LLC
January 10, 2018 - January 23, 2023
PARK SUTTON ADVISORS, LLC
April 27, 2015 - October 10, 2016
LUCID CAPITAL MARKETS, LLC
November 26, 2013 - January 6, 2014
WHARTON MIDMARKET SECURITIES INC.
July 30, 2012 - February 1, 2013
CONCEPT CAPITAL TRADING LLC
September 30, 2011 - July 28, 2014
RAPTORNET
September 29, 2011 - January 8, 2015
MISMI, INC.
August 10, 2011 - September 26, 2011
CLEARVIEW TRADING ADVISORS, INC.
May 23, 2008 - December 31, 2009
SANDERS MORRIS LLC
August 31, 2007 - May 21, 2008
CLEARVIEW TRADING ADVISORS, INC.
February 15, 2007 - September 25, 2007
BROADBAND CAPITAL MANAGEMENT, LLC
February 3, 2006 - March 27, 2006
ALTRUSHARE SECURITIES LLC
December 24, 1997 - May 28, 2004
DOMINARI SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/23/1998
Limited Representative-Equity Trader ExamCurrent Firm
BEECH HILL SECURITIES, INC.
CRD#: 24771 / SEC#: , 8-41389
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IANNUZZI, ADOLFO VINCENT | CFO / CCO- MUTUAL FUNDS | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CHIEF EXECUTIVE OFFICER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | PRESIDENT | 2874669 |
| IANNUZZI, ADOLFO VINCENT | OWNER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CORP SECY | 2874669 |
| CANTOR, PAUL SETH | OWNER | 39844 |
| CATANIA, FERDINANDO JR | CCO - MUNICIPALS | 3263571 |
| FIORINI, DONNA ANNE | EXECUTIVE REPRESENTATIVE | 1289258 |
| FIORINI, DONNA ANNE | CCO - GENERAL COMPLIANCE | 1289258 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
