Patricia K. Somoza

CALLAHAN ADVISORS

Houston, TX 77027

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CRD#: 850354

Professional summary

Patricia Kelly Somoza, who also goes by Patricia Kelly Fawcett, Kelly Fawcett Somoza, is a registered financial advisor currently at CALLAHAN ADVISORS, LLC located in Houston, Texas.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Patricia has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Kelly Fawcett | Kelly Fawcett Somoza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Kelly Somoza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

CALLAHAN ADVISORS, LLC

Office #1: 3555 Timmons Lane Suite 600, Houston, TX 77027

RIA

CRD#: 114058

Houston, TX

Past

February 6, 2008 - January 23, 2025

5151 ADVISORS, LLC

RIA

CRD#: 145814

HOUSTON, TX

Past

March 19, 2004 - October 5, 2018

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

RIA

CRD#: 128561

HOUSTON, TX

Past

April 9, 2002 - October 19, 2011

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALLAHAN ADVISORS, LLC

CALLAHAN ADVISORS, LLC | CALLAHAN, LEIGHTON & CO., LLC

CRD#: 114058 / SEC#: 801-61981

RIA

Registered Investment Advisory firm - (4/25/2003 Approved)

Louisiana

Registered Investment Advisory firm - (3/17/2004 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/8/2002

General Securities Representative Examination

Current Firm

CALLAHAN ADVISORS, LLC

CALLAHAN ADVISORS, LLC | CALLAHAN, LEIGHTON & CO., LLC

CRD#: 114058 / SEC#: 801-61981

RIA

Registered Investment Advisory firm - (4/25/2003 Approved)

Louisiana

Registered Investment Advisory firm - (3/17/2004 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2010 Terminated)

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Contact information

Main Address

3555 Timmons Lane Suite 600, Houston, TX 77027

Mailing Address

Phone number

(713) 572-3366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,314
AUM (Assets Under Management)	$ 1,199,098,973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patricia K. Somoza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Kelly Somoza's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALLAHAN ADVISORS, LLC

5151 ADVISORS, LLC

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

CALLAHAN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/26/2002

Series 7

Date: 4/8/2002

Current Firm

CALLAHAN ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALLAHAN ADVISORS, LLC

TRUST BUT VERIFY

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