Nathan S. Fine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Scott Fine, who also goes by Scott Fine, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1978. Nathan had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2007 - October 9, 2014
SCARSDALE EQUITIES LLC
January 14, 2003 - March 26, 2007
LEEB BROKERAGE SERVICES, INC.
May 21, 1996 - December 18, 2002
FINE EQUITIES, INC.
March 19, 1993 - July 22, 1996
GILFORD SECURITIES INCORPORATED
September 30, 1988 - March 1, 1993
GLEACHER & COMPANY SECURITIES, INC.
August 9, 1986 - August 18, 1988
EVANS & CO., INC.
February 4, 1985 - August 11, 1986
PHILIPS, APPEL & WALDEN, INC.
April 11, 1984 - February 15, 1985
BRADLEY HUMMEL & CO. INC.
June 6, 1983 - March 30, 1984
KIDDER, PEABODY & CO. INCORPORATED
February 4, 1982 - June 13, 1983
TUCKER ANTHONY INCORPORATED
July 7, 1980 - February 9, 1982
MOSELEY SECURITIES CORPORATION
March 23, 1978 - July 26, 1980
JOHN MUIR & CO.
State Registrations and Notice Filings
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Exams
Current Firm
SCARSDALE EQUITIES LLC
CRD#: 134602 / SEC#: , 8-66845
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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