George E. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Edward Anderson III, who also goes by George Edward Anderson, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1978. George had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1996 - December 11, 2001
VALLEY FORGE SECURITIES, INC .
November 22, 1982 - February 22, 1990
PRUDENTIAL EQUITY GROUP, LLC
January 31, 1980 - December 3, 1982
UBS FINANCIAL SERVICES INC.
March 23, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALLEY FORGE SECURITIES, INC .
CRD#: 20892 / SEC#: , 8-38587
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
