Michael J. Turrisi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Turrisi, who also goes by Michael J Turrisi, Mike Turrisi, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1978. Michael had worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1998 - October 4, 2000
G. A. REPPLE & COMPANY
January 2, 1996 - December 31, 2012
FINANCIAL ADVISORY SERVICES OF TAMPA, INC.
March 22, 1978 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 22, 1978 - June 4, 1998
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/14/1978
Registered Representative ExaminationCurrent Firm
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.