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Jay Lavar Sitterud

CRD# 850205·Registered 1978 - 2021
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Lavar Sitterud was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 1978 - 2021. Jay had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

Past

MAGELLAN CAPITAL LLCPast·CRD# 294464
RIA
Lehi, UT
March 18, 2019 - March 9, 2021
M HOLDINGS SECURITIES, INC.Past·CRD# 43285
BD
Lehi, UT
February 8, 2016 - July 25, 2019
ALLEGIS INVESTMENT SERVICES, LLCPast·CRD# 168557
BD
South Jordan, UT
March 13, 2014 - December 31, 2014
HORNOR, TOWNSEND & KENT, LLCPast·CRD# 4031
BD
Lehi, UT
August 18, 2010 - April 5, 2012
INSPHERE SECURITIES, INC.Past·CRD# 136433
RIA
Lehi, UT
October 3, 2007 - August 12, 2010
INSPHERE SECURITIES, INC.Past·CRD# 136433
BD
Lehi, UT
August 8, 2007 - August 12, 2010
ALLEGIS ADVISORS, INC.Past·CRD# 131242
RIA
Salt Lake City, UT
October 19, 2004 - October 3, 2007
EQUITY SERVICES, INC.Past·CRD# 265
BD
Midvale, UT
September 15, 2003 - August 10, 2007
EQUITY SERVICES, INC.Past·CRD# 265
RIA
Midvale, UT
December 15, 2003 - October 7, 2004
MONY SECURITIES CORPORATIONPast·CRD# 4386
BD
New York, NY
June 1, 1987 - February 16, 2001
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORKPast·CRD# 2873
BD
New York, NY
June 18, 1987 - October 15, 1990
TRANSAMERICA SECURITIES SALES CORPORATIONPast·CRD# 17970
BD
March 6, 1987 - May 27, 1987
TRANSAMERICA FINANCIAL ADVISORS, INC.Past·CRD# 3600
BD
November 29, 1984 - May 26, 1987
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORKPast·CRD# 2873
BD
March 22, 1978 - November 2, 1984
MONY SECURITIES CORPORATIONPast·CRD# 4386
BD
March 22, 1978 - November 2, 1984

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Current Firm

MC
MAGELLAN CAPITAL LLC

MAGELLAN CAPITAL LLC

CRD#: 294464

Contact Information

Main Address

3333 North Digital Drive Suite 360, Lehi, UT 84043

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2003About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Mar 1978

Series 24 — General Securities Principal Examination

Passed Jul 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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