Alberto W. Vandermije
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto William John Vandermije, who also goes by Albert William Vandermije, Alberto William Vandermije, Alberto Vandermije, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 1978. Alberto had worked at 9 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 1995 - May 18, 1995
HAMPSHIRE SECURITIES CORPORATION
October 19, 1994 - November 23, 1994
RODMAN & RENSHAW INC.
July 15, 1993 - February 8, 1994
COMMONWEALTH ASSOCIATES
June 29, 1992 - November 20, 1992
CITIGROUP GLOBAL MARKETS INC.
June 11, 1983 - September 22, 1983
BLACKSTOCK & CO., INC.
October 12, 1982 - August 1, 1985
THE KEYES INVESTMENT GROUP, INC.
April 10, 1980 - March 11, 1981
PRUDENTIAL EQUITY GROUP, LLC
May 30, 1979 - April 30, 1980
E. F. HUTTON & COMPANY INC
March 1, 1978 - May 2, 1979
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMPSHIRE SECURITIES CORPORATION
CRD#: 19725 / SEC#: , 8-37604
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
