Edward R. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Ross Brown, who also goes by Duke Brown, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1978. Edward had worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 1987 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 12, 1987 - May 4, 2021
OSAIC FA, INC.
March 21, 1978 - May 3, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 3/12/1978
Registered Representative ExaminationCurrent Firm
LINCOLN NATIONAL PENSION INSURANCE COMPANY
CRD#: 10293 / SEC#: , 8-26735
Contact information
Documents
Red Flags
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