Randolf J. Albers

ADVANCED FINANCIAL SERVICES

Scottsdale, AZ 85258

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CRD#: 850048

Professional summary

Randolf John Albers, who also goes by Randy Albers, is a registered financial advisor currently at ADVANCED FINANCIAL SERVICES located in Scottsdale, Arizona.

Randolf is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Randolf has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Albers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE/HEALTH/DISABILITY/PROPERTY CASUALTY REGISTERED AGENT. OTHER BUSINESSES: ALBERS FAMILY TRUST; YES; 8325 North Sendero Tres; TRUST; PRESIDENT, TRUSTEE; 1/14/1986; 1; 0; PRESIDENT AND TRUSTEE LIMITED INTERESTS IN PRODUCTION DRILLING, INC. AND CASTELLI EXPLORATION CO.; NO; WICHITA, KS AND HAYS, KS; MID-CONTINENT OIL & GAS CORPORATIONS; NO TITLE, HAS A LIMITED INTEREST IN, PASSIVE WORKING INTEREST; 1990; 1; 1; NO SPECIFIC DUTIES. ALBERS FINANCIAL GROUP INC., YES; 8777 NORTH GAINEY CENTER DRIVE, SCOTTSDALE, AZ 85258; INSURANCE; CEO/PRESIDENT; 02/1989; 10; 0; SELLING INSURANCE PRODUCTS. ALBERS ARIZONA AGENCY, SELLING LIFE INSURANCE. OWNER/MANAGER; 8777 NORTH GAINEY CENTER DRIVE; INSURANCE; OWNER/MANAGER; 1981; 5; 0; SELLING INSURANCE PRODUCTS JOHN HANCOCK LIFE INSURANCE INC.; YES; 8777 NORTH GAINEY CENTER DRIVE, SCOTTSDALE, AZ 85258; INSURANCE; INSURANCE BROKER; 2018; 2; 0; SELLING INSURANCE PRODUCTS LINCOLN FINANCIAL; YES; 8777 NORTH GAINEY CENTER DRIVE, SCOTTSDALE, AZ 85258; INSURANCE; INSURANCE BROKER; 2018; 2; 0; SELLING INSURANCE PRODUCTS. PACIFIC LIFE INSURANCE C0; YES; 8777 NORTH GAINEY CENTER DRIVE, SCOTTSDALE, AZ 85258; INSURANCE; INSURANCE BROKER; 2006; 2; 2; SELLING INSURANCE PRODUCTS. N1621T LLC; NO; MANAGER; 8777 NORTH GAINEY CENTER DRIVE; OWNS AND OPERATES AIRCRAFTS; MANAGER; 04/2020; 10; 1; OPERATION MANAGER AND DISPATCHER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolf John Albers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2012 - Present

ADVANCED FINANCIAL SERVICES

Office #1: 8777 N. Gainey Center Dr., #191, Scottsdale, AZ 85258

RIA

CRD#: 162142

Scottsdale, AZ

Past

March 21, 2016 - December 31, 2020

ADVANCED FINANCIAL SERVICES

RIA

CRD#: 162142

Scottsdale, AZ

Past

May 15, 2012 - December 11, 2015

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD#: 135288

SCOTTSDALE, AZ

Past

May 9, 2012 - December 11, 2015

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

RIA

CRD#: 135288

SCOTTSDALE, AZ

Past

May 6, 2005 - January 6, 2012

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

SCOTTSDALE, AZ

Past

January 1, 1997 - January 6, 2012

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/21/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/19/2002

General Securities Principal Examination

Current Firm

ADVANCED FINANCIAL SERVICES

ADVANCED FINANCIAL SERVICES | ADVANCED FINANCIAL SERVICES, LLC

CRD#: 162142 / SEC#:

Arizona

Registered Investment Advisory firm - (3/21/2012 Approved)

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Contact information

Main Address

8777 N. Gainey Center Dr., #191, Scottsdale, AZ 85258

Mailing Address

Phone number

(602) 769-4967

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Randolf J. Albers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolf John Albers's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED FINANCIAL SERVICES

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2005

Series 63

Date: 12/30/1996

SIE

Date: 12/11/2015

Series 7

Date: 12/30/1996

Series 24

Date: 8/19/2002

Current Firm

ADVANCED FINANCIAL SERVICES

Contact information

Documents

Red Flags

Company Information

ADVANCED FINANCIAL SERVICES

TRUST BUT VERIFY

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