Jay F. Ogden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Francis Ogden was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1978. Jay had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1997 - October 15, 1998
BANKOH INVESTMENT SERVICES, INC.
December 23, 1992 - October 31, 1995
FSC SECURITIES CORPORATION
November 19, 1989 - April 15, 1991
OSAIC WEALTH, INC.
February 10, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 18, 1983 - February 14, 1984
PORTFOLIO PROGRAMMING, INC.
November 29, 1982 - November 4, 1983
LPL FINANCIAL LLC
March 14, 1978 - October 27, 1982
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/4/1978
Registered Representative ExaminationCurrent Firm
BANKOH INVESTMENT SERVICES, INC.
CRD#: 29280 / SEC#: 801-105480, 8-44201
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,252 |
| AUM (Assets Under Management) | $ 398,467,597 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
