Lee R. Robinson

LEE R. ROBINSON & ASSOCIATES

Stockton, CA 95207

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CRD#: 849855

Professional summary

Lee Robert Robinson, CFP® is a registered financial advisor currently at LEE R. ROBINSON & ASSOCIATES located in Stockton, California.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Lee has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

5/27/2010: SELL LIFE AND LONG TERM CARE INSURANCE - STOCKTON, CA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Robert Robinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

March 6, 2018 - Present

LEE R. ROBINSON & ASSOCIATES

Office #1: 5250 Claremont Avenue Suite 218, Stockton, CA 95207

RIA

CRD#: 136458

Stockton, CA

Past

September 8, 2009 - May 27, 2015

LPL FINANCIAL LLC

CRD#: 6413

STOCKON, CA

Past

January 27, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

STOCKON, CA

Past

July 15, 1988 - February 5, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

STOCKTON, CA

Past

July 6, 1987 - July 20, 1988

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

July 11, 1986 - December 24, 1986

AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.

CRD#: 11176

Past

December 11, 1979 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

December 11, 1979 - August 11, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

December 11, 1979 - September 17, 1987

IDS LIFE INSURANCE COMPANY

CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/6/1978

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/22/1989

General Securities Principal Examination

Current Firm

LEE R. ROBINSON & ASSOCIATES

LEE R. ROBINSON & ASSOCIATES | ROBINSON, LEE ROBERT | LEE ROBINSON AND ASSOCIATES

CRD#: 136458 / SEC#:

California

Registered Investment Advisory firm - (11/4/1987 Approved)

Texas

Registered Investment Advisory firm - (2/25/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5250 Claremont Avenue Suite 218, Stockton, CA 95207

Mailing Address

Phone number

(209) 472-3727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 4,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lee R. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Robert Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

FSC SECURITIES CORPORATION

INVESTACORP, INC.

AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2007

SIE

Date: 5/27/2015

Series 7

Date: 10/19/1985

Series 1

Date: 3/6/1978

Series 24

Date: 3/22/1989

Current Firm

LEE R. ROBINSON & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEE R. ROBINSON & ASSOCIATES

TRUST BUT VERIFY

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