John D. Coll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Coll JR, who also goes by John Daniel Coll, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 53, Series 27, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2022 - April 30, 2025
PACIFIC SPECIALTY INVESTMENT GROUP, LLC
January 27, 2009 - May 19, 2009
FINANCE 500, INC.
October 26, 2006 - January 22, 2007
FINANCE 500, INC.
May 12, 2004 - November 15, 2004
MAIN STREET SECURITIES, LLC
August 7, 1997 - May 14, 2004
SECURIAN FINANCIAL SERVICES, INC.
July 22, 1997 - May 14, 2004
SECURIAN FINANCIAL SERVICES, INC.
March 7, 1995 - April 24, 1997
LAGUNA SECURITIES, INC.
May 16, 1988 - September 20, 1988
NEWPORT COAST SECURITIES, INC.
February 24, 1982 - November 22, 1995
WEALTH RESOURCE CAPITAL CORPORATION
March 9, 1978 - November 6, 1981
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/27/1978
Registered Representative ExaminationCurrent Firm
PACIFIC SPECIALTY INVESTMENT GROUP, LLC
CRD#: 282463 / SEC#: 801-107212
Contact information
Regulatory assets under management
| Total Number of Accounts | 272 |
| AUM (Assets Under Management) | $ 98,409,327 |
Red Flags
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