Reginald H. Fitzpatrick

PRINCETON CAPITAL MANAGEMENT LLC

RED BANK, NJ 07701-1074

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CRD#: 849483

Professional summary

Reginald Hugh A Fitzpatrick, who also goes by Reginald Hugh Fitzpatrick, is a registered financial advisor currently at PRINCETON CAPITAL MANAGEMENT LLC located in Red Bank, New Jersey.

Reginald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Reginald has worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reginald Hugh Fitzpatrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Director of Intervention Point, a private company providing administrative documentations for trust and estate planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Hugh A Fitzpatrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2018 - Present

PRINCETON CAPITAL MANAGEMENT LLC

Office #1: 331 Newman Springs Road Suite 133, Red Bank, NJ 07701-1074

RIA

CRD#: 113926

RED BANK, NJ

Past

February 5, 2013 - December 31, 2017

PRINCETON CAPITAL MANAGEMENT INC

RIA

CRD#: 105263

PRINCETON, NJ

Past

July 1, 2003 - April 28, 2006

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 1, 1992 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

March 27, 1981 - September 1, 1992

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

March 1, 1978 - August 31, 1980

WM SWORD & CO. INCORPORATED

CRD#: 7122

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCETON CAPITAL MANAGEMENT LLC

HUDSON CANYON INVESTMENT COUNSELORS | PRINCETON CAPITAL MANAGEMENT LLC | HUDSON CANYON INVESTMENT COUNSELORS LLC

CRD#: 113926 / SEC#: 801-60470

RIA

Registered Investment Advisory firm - (8/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 4/11/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/18/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/16/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 3/9/1998

General Securities Principal Examination

Current Firm

PRINCETON CAPITAL MANAGEMENT LLC

HUDSON CANYON INVESTMENT COUNSELORS | PRINCETON CAPITAL MANAGEMENT LLC | HUDSON CANYON INVESTMENT COUNSELORS LLC

CRD#: 113926 / SEC#: 801-60470

RIA

Registered Investment Advisory firm - (8/10/2001 Approved)

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Contact information

Main Address

331 Newman Springs Road Suite 133, Red Bank, NJ 07701-1074

Mailing Address

Phone number

(201) 332-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCETON CAPITAL MANAGEMENT ADV PART 2A MARCH 2025 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	379
AUM (Assets Under Management)	$ 373,288,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reginald H. Fitzpatrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Hugh A Fitzpatrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCETON CAPITAL MANAGEMENT INC

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

ALEX. BROWN & SONS INCORPORATED

WM SWORD & CO. INCORPORATED

Primary Firm SEC Registration

PRINCETON CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2013

Series 63

Date: 4/27/1981

Series 55

Date: 4/11/2000

Series 7

Date: 2/18/1978

Series 8

Date: 7/16/1998

Series 24

Date: 3/9/1998

Current Firm

PRINCETON CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRINCETON CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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