Lorretta N. Elderkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorretta Nan Elderkin, who also goes by Loretta Nan Carstensen, was a registered financial advisor .
Lorretta is a previously registered financial advisor and started their career in finance in 1978. Lorretta had worked at 2 firms and has passed the Series 63, Series 7, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1988 - May 17, 2002
PACIFIC WEST FINANCIAL CONSULTANTS INC
March 1, 1978 - June 14, 2002
PACIFIC WEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 9/10/1979
Financial Principal ExaminationSeries 40
Date: 6/13/1978
Registered Principal ExaminationCurrent Firm
PACIFIC WEST FINANCIAL CONSULTANTS INC
CRD#: 108728 / SEC#: 801-55508
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
