Judith Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Morgan, CFA was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1978. Judith had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1991 - May 9, 2025
MORGAN CAPITAL MANAGEMENT, INC.
June 21, 1984 - March 26, 1985
K & D SECURITIES INC.
May 20, 1980 - June 2, 1982
PIPER SANDLER & CO.
May 19, 1978 - June 5, 1980
KIDDER, PEABODY & CO. INCORPORATED
March 1, 1978 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MORGAN CAPITAL MANAGEMENT, INC.
CRD#: 117837 / SEC#:
Contact information
Red Flags
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