Vicki L. Dunlap
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vicki Lynn Dunlap, who also goes by VIcki Lynn Champlin, was a registered financial professional .
Vicki is a previously registered financial professional and started their career in finance in 1978. Vicki had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2004 - July 24, 2015
SSN ADVISORY, INC.
January 17, 1994 - July 24, 2015
SECURITIES SERVICE NETWORK, LLC
November 17, 1989 - January 26, 1994
KO SECURITIES, INC.
June 22, 1984 - November 27, 1989
WEDBUSH SECURITIES INC.
May 28, 1982 - August 29, 1984
UBS FINANCIAL SERVICES INC.
July 25, 1979 - June 10, 1982
FOSTER & MARSHALL INC.
March 1, 1978 - August 17, 1979
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
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Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
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