Gerald J. Fasanella
Professional summary
Gerald Joseph Fasanella, who also goes by Gerald Joseph Fasanella Mr., Jerry Fasanella, is a registered financial advisor currently at HERON EQUITY MANAGEMENT, LLC located in Indialantic, Florida.
Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Gerald has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Joseph Fasanella's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2022 - Present
HERON EQUITY MANAGEMENT, LLC
Office #1: 442 4th Avenue, Indialantic, FL 32903January 23, 2014 - August 7, 2019
CETERA ADVISORS LLC
January 21, 2014 - August 7, 2019
CETERA ADVISORS LLC
September 11, 2009 - January 22, 2014
NEXT FINANCIAL GROUP, INC.
September 11, 2009 - January 22, 2014
NEXT FINANCIAL GROUP, INC.
September 8, 2009 - September 22, 2009
LPL FINANCIAL LLC
September 8, 2009 - September 22, 2009
LPL FINANCIAL LLC
August 9, 2006 - September 11, 2009
MUTUAL SERVICE CORPORATION
August 2, 2006 - September 8, 2009
MUTUAL SERVICE CORPORATION
October 31, 2005 - August 10, 2006
OSAIC SERVICES, INC.
October 31, 2005 - August 10, 2006
OSAIC SERVICES, INC.
November 29, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 26, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 12, 1996 - October 18, 2000
SUNAMERICA SECURITIES, INC.
February 10, 1993 - May 22, 1996
ANCHOR MANAGEMENT GROUP, INC.
September 26, 1978 - February 7, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/22/2022)
Exams
Current Firm
HERON EQUITY MANAGEMENT, LLC
CRD#: 307350 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 5,150,147 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
