Susan E. Tannehill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Ellen Tannehill, who also goes by Susan Ellen Fitzsimmons, Susan Tannehill Leuffen, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2002. Susan had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2005 - November 3, 2006
TIAA-CREF TRUST COMPANY, FSB
March 21, 2005 - April 1, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 4, 2005 - April 1, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 5, 2002 - January 14, 2005
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
