Kenneth J. Kintler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth John Kintler, who also goes by Kenneth Kintler, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1978. Kenneth had worked at 4 firms and has passed the Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2000 - May 14, 2008
E&J SECURITIES CORP.
June 16, 1980 - September 19, 1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 26, 1978 - May 28, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 8/22/2000
NYSE Trading Assistant ExaminationCurrent Firm
E&J SECURITIES CORP.
CRD#: 37452 / SEC#: , 8-47773
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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