Elmore C. Kerr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elmore Coe Kerr III, who also goes by Elmore Coe Kerr, was a registered financial professional .
Elmore is a previously registered financial professional and started their career in finance in 1978. Elmore had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2023 - July 1, 2026
SNOWDEN CAPITAL ADVISORS LLC
February 21, 2023 - July 1, 2026
SNOWDEN ACCOUNT SERVICES LLC
January 11, 2010 - March 9, 2023
MORGAN STANLEY
January 8, 2010 - March 9, 2023
MORGAN STANLEY
June 7, 2004 - January 14, 2010
CARRET ASSET MANAGEMENT, LLC
June 6, 2001 - June 3, 2004
CARRET AND COMPANY, LLC.
April 3, 1997 - December 31, 2008
BREAN CAPITAL, LLC
January 6, 1989 - March 7, 1997
H. G. WELLINGTON & CO., INC.
October 4, 1984 - December 31, 1988
TUCKER ANTHONY INCORPORATED
June 1, 1984 - July 26, 1984
UBS FINANCIAL SERVICES INC.
May 7, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 22, 1984 - November 14, 1984
LEHMAN BROTHERS INC.
June 15, 1982 - June 4, 1984
UBS ASSET MANAGEMENT (US) INC.
November 10, 1980 - May 12, 1982
AMERICAN SECURITIES BD CO., L.P.
March 6, 1979 - December 1, 1980
MORGAN STANLEY DW INC.
March 1, 1978 - January 4, 1979
THE FOURTEEN RESEARCH CORPORATION
Primary Firm SEC Registration
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,968 |
| AUM (Assets Under Management) | $ 7,554,762,347 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
