John R. Frye
Professional summary
John Randall Frye is a registered financial advisor currently at CARNEGIE INVESTMENT COUNSEL located in Los Angeles, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Randall Frye's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2021 - Present
CARNEGIE INVESTMENT COUNSEL
Office #1: 1875 Century Park East Suite 880, Los Angeles, CA 90067August 21, 2003 - June 1, 2021
CRANE ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2021)
(6/1/2021)
Exams
Current Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
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