Henry Carter Gillespie Iii
Professional Summary
Henry Carter Gillespie III, who also goes by Hank Gillespie, Henry Carter Gillespie, was a registered financial advisor. Henry was a previously registered financial professional and started their career in finance 1978 - 1998. Henry had worked at 13 firms and has passed the Series 63, Series 3, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hank Gillespie, Henry Carter Gillespie
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
AFFILIATED INVESTMENT CORPORATION | LUMIERE SECURITIES, INC. | LIK SECURITIES
Contact Information
Established
Colorado since 12/06/1982Firm Type
CorporationFiscal Year End
MarchDocuments
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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