Jennings B. Coram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennings Buie Coram was a registered financial professional .
Jennings is a previously registered financial professional and started their career in finance in 1981. Jennings had worked at 2 firms and has passed the Series 3, Series 7, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1982 - May 28, 1985
WALL STREET SOUTH SECURITIES, INC.
November 13, 1981 - June 10, 1982
FELTMAN SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WALL STREET SOUTH SECURITIES, INC.
CRD#: 11072 / SEC#: , 8-27815
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
