Roy R. Hingston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy Robert Hingston was a registered financial professional .
Roy is a previously registered financial professional and started their career in finance in 1978. Roy had worked at 8 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2011 - January 8, 2013
BMO CAPITAL MARKETS GKST INC.
December 8, 1997 - April 13, 2011
AUSTIN ATLANTIC CAPITAL INC.
September 1, 1990 - December 3, 1997
SHAY GOVERNMENT SECURITIES CO.
September 1, 1990 - December 8, 1997
SHAY FINANCIAL SERVICES CO.
January 1, 1988 - September 1, 1990
U.S. LEAGUE GOVERNMENT SECURITIES, INC.
October 7, 1985 - September 1, 1990
U.S. LEAGUE SECURITIES, INC.
September 26, 1978 - September 3, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 9/24/1981
Interest Rate Options ExaminationCurrent Firm
BMO CAPITAL MARKETS GKST INC.
CRD#: 8352 / SEC#: , 8-25091
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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