Jack L. Saks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Lewis Saks was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1978. Jack had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2014 - January 4, 2016
VALMARK ADVISERS, INC.
April 1, 2014 - January 4, 2016
VALMARK SECURITIES, INC.
October 12, 2011 - April 3, 2014
ONEAMERICA SECURITIES, INC.
October 6, 2011 - April 3, 2014
ONEAMERICA SECURITIES, INC.
July 1, 2010 - October 12, 2011
EQUITABLE ADVISORS, LLC
October 20, 1980 - October 12, 2011
EQUITABLE ADVISORS, LLC
February 24, 1978 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/13/1978
Registered Representative ExaminationCurrent Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
