Robert A. Berlacher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Berlacher, who also goes by Bob Berlacher, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2000 - June 29, 2001
EMERGING GROWTH EQUITIES, LTD.
April 11, 1997 - September 8, 1999
BOENNING & SCATTERGOOD, INC.
April 21, 1995 - February 18, 1997
PACIFIC GROWTH EQUITIES, LLC
June 6, 1989 - March 27, 1995
INVESTEC INC.
May 14, 1988 - July 7, 1988
LEHMAN BROTHERS INC.
March 14, 1988 - March 4, 1989
UBS FINANCIAL SERVICES INC.
December 5, 1984 - May 14, 1988
E. F. HUTTON & COMPANY INC
August 25, 1982 - October 29, 1984
ADVEST, INC.
January 31, 1979 - August 26, 1982
SADE & CO.
October 18, 1978 - June 12, 1980
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 3, 1978 - February 10, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMERGING GROWTH EQUITIES, LTD.
CRD#: 47040 / SEC#: , 8-51642
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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