Timothy P. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Jones was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1978. Timothy had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1993 - December 31, 1998
RETIREMENT INVESTMENT GROUP
February 4, 1992 - February 17, 1993
GMS GROUP
October 29, 1990 - February 10, 1992
RETIREMENT INVESTMENT GROUP
January 23, 1989 - December 14, 1989
FIRST MONTAUK SECURITIES CORP.
September 3, 1986 - January 19, 1987
PLANVEST CAPITAL CORPORATION
October 18, 1984 - September 25, 1986
PILOT FINANCIAL SERVICES, INC.
April 22, 1982 - May 20, 1982
MABON, NUGENT & CO.
February 6, 1981 - October 20, 1981
JOHN MUIR & CO.
February 28, 1979 - August 9, 1983
ROTAN MOSLE INC.
September 12, 1978 - March 21, 1979
CIBC WORLD MARKETS CORP.
February 1, 1978 - September 22, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT INVESTMENT GROUP
CRD#: 7421 / SEC#: , 8-23050
Contact information
Documents
Red Flags
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